Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gavin? Claim Your ProfileGavin Christopher Dues is a financial advisor in Eaton, Ohio. Gavin has been in the financial industry for over 20 years and is currently registered with Harbour Investments, Inc. He is a licensed Investment Advisor Representative and holds the Series 63, 65, 7, and SIE licenses. Gavin has previously worked for WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, FIFTH THIRD SECURITIES, INC., U.S. BANCORP INVESTMENTS, INC., and SALOMON SMITH BARNEY INC.. Gavin specializes in providing financial planning and portfolio management services to individuals and high-net-worth individuals. He is committed to providing his clients with personalized service and tailored investment strategies that meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
02/08/2012 - Present
Harbour Investments, Inc. (EATON OH)
OH
09/25/2009 - 01/30/2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (DAYTON OH)
OH
04/04/2006 - 10/05/2009
FIFTH THIRD SECURITIES, INC. (TIPP CITY OH)
OH
12/19/2002 - 03/31/2006
U.S. BANCORP INVESTMENTS, INC. (MINSTER OH)
NY
12/13/1999 - 12/09/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 01/19/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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