Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gavin? Claim Your ProfileGavin Arthur Licht is a registered representative with LPL Financial LLC. Gavin has been in the financial services industry for over 16 years. Previously, Gavin worked for Ameriprise Financial Services, LLC, Wells Fargo Clearing Services, LLC, U.S. Bancorp Investments, Inc., Wells Fargo Investments, LLC, and WAMU Investments, Inc. Gavin holds Series 7 and Series 66 licenses. Gavin provides financial planning, pension consulting, educational seminars, and portfolio management services to individuals, corporations and other businesses, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ID
01/03/2024 - Present
LPL Financial LLC (MERIDIAN ID)
ID
05/29/2020 - 01/11/2024
AMERIPRISE FINANCIAL SERVICES, LLC (Meridian ID)
CA
07/26/2013 - 06/02/2020
WELLS FARGO CLEARING SERVICES, LLC (WALNUT CREEK CA)
CA
12/21/2010 - 07/29/2013
U.S. BANCORP INVESTMENTS, INC. (SAN FRANCISCO CA)
CA
11/12/2008 - 12/22/2010
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
10/03/2007 - 11/05/2008
WAMU INVESTMENTS, INC. (SANTA ROSA CA)
BOTH
Issued 11/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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