Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gavin? Claim Your ProfileGavin Andrew Tolan is a financial advisor with over 30 years of experience in the financial industry. Gavin currently holds registrations with SPC and is also an investment advisor representative. Gavin has a strong track record of helping individuals, families, and businesses achieve their financial goals. Gavin is committed to providing personalized financial advice and services tailored to the unique needs of each client. Gavin is passionate about helping clients understand their financial options and make informed decisions about their future.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
01/02/2025 - Present
SPC (ANN ARBOR MI)
AZ
11/02/2005 - 04/01/2016
WFG INVESTMENTS, INC. (PEORIA AZ)
IL
07/06/2005 - 11/01/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
01/16/2002 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
TX
08/07/1997 - 12/31/2001
SWS FINANCIAL SERVICES (DALLAS TX)
TX
03/15/1996 - 08/07/1997
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
FL
07/18/1995 - 04/18/1996
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
IA
10/18/1994 - 07/18/1995
DICKINSON & CO. (DES MOINES IA)
TX
05/11/1994 - 11/02/1994
CULLUM & SANDOW SECURITIES, INC. (DALLAS TX)
TX
01/07/1994 - 07/15/1994
DALLAS RESEARCH & TRADING, INC. (DALLAS TX)
NY
07/20/1993 - 12/14/1993
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
NY
02/26/1993 - 07/22/1993
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
NA
01/18/1993 - 02/11/1993
CHELSEA STREET SECURITIES, INC.
IA
Issued 07/28/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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