Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gavin? Claim Your ProfileGavin Allain is a financial advisor who is registered with Scotia Capital (usa) Inc. Gavin is located in Houston, TX and has been working in the financial industry since August 6, 2023. Gavin holds the Series 63, Series 79TO and SIE licenses. Gavin is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
08/07/2023 - Present
Scotia Capital (usa) Inc. (HOUSTON TX)
BC
Issued 07/08/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/04/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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