Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gautam? Claim Your ProfileGautam Vohra is a financial professional with over 17 years of experience in the industry. Gautam is currently registered with Park Avenue Securities LLC. Previously, Gautam was registered with several firms including Equitable Advisors, LLC, Cetera Advisor Networks LLC, and Cetera Advisors LLC. Gautam holds a Series 66, Series 53, Series 4, Series 24, Series 52TO, SIE, and Series 7 license. Gautam provides financial planning services to individuals, businesses, charitable organizations, and pension and profit-sharing plans. Gautam's current firm, Park Avenue Securities LLC, has an approximate total of 11.88 billion dollars in regulatory assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
01/22/2024 - Present
Park Avenue Securities LLC (NEW YORK NY)
NY
10/18/2021 - 12/15/2023
EQUITABLE ADVISORS, LLC (MELVILLE NY)
CA
08/31/2017 - 10/08/2021
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CO
08/31/2017 - 10/08/2021
CETERA ADVISORS LLC (GREENWOOD VILLAGE CO)
IL
08/31/2017 - 10/08/2021
CETERA FINANCIAL SPECIALISTS LLC (SCHAUMBURG IL)
MN
08/31/2017 - 10/08/2021
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
CA
08/31/2017 - 10/08/2021
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
GA
08/31/2017 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (ATLANTA GA)
GA
08/31/2017 - 11/02/2017
GIRARD SECURITIES, INC. (ATLANTA GA)
GA
09/30/2015 - 08/15/2017
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
09/30/2015 - 08/15/2017
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
09/30/2015 - 08/15/2017
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
MN
09/30/2015 - 08/15/2017
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
09/20/2007 - 09/10/2015
E*TRADE SECURITIES LLC (ALPHARETTA GA)
NE
01/11/2005 - 04/04/2006
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NJ
01/07/2004 - 10/01/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
BOTH
Issued 12/16/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/23/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/20/2010
Series 4 - Registered Options Principal Examination
BC
Issued 08/27/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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