Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gautam? Claim Your ProfileGautam Vangala is a financial advisor currently registered with Charles Schwab & Co., Inc. Gautam has been working in the financial industry since 1994. Gautam is also registered with TD Ameritrade, Inc. and National Financial Services LLC. Gautam provides financial planning services, selection of other advisors and has a wrap fee program.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
05/09/2019 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
NE
07/27/2021 - 07/29/2024
TD AMERITRADE, INC. (OMAHA NE)
TX
01/12/2018 - 04/25/2019
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
12/01/2000 - 04/25/2019
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
01/12/2018 - 10/10/2018
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
RI
01/12/2018 - 10/09/2018
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
MI
08/16/1994 - 10/12/2000
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
BOTH
Issued 01/22/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/01/1999
Series 24 - General Securities Principal Examination
BC
Issued 07/26/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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