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Gautam Shah

Nylife Securities LLC

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About Gautam Shah

Gautam Shah is a financial professional with over 15 years of experience in the industry. Gautam is currently registered with Nylife Securities LLC in Edison, New Jersey. Gautam has held previous registrations with MetLife Securities Inc. and Metropolitan Life Insurance Company. Gautam is licensed to sell securities in Maryland and New Jersey. Gautam Shah has passed the Securities Industry Essentials Examination and the Investment Company Products/Variable Contracts Representative Examination.

Firm Information

Gautam Shah is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gautam Shah’s Registration & Firm History

NJ

07/05/2021 - Present

Nylife Securities LLC (EDISON NJ)

NJ

03/13/2009 - 05/05/2021

NYLIFE SECURITIES LLC (EDISON NJ)

NY

12/05/2006 - 03/26/2009

METLIFE SECURITIES INC. (STATEN ISLAND NY)

NY

12/05/2006 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (STATEN ISLAND NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/04/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gautam Shah.
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