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Gautam Sawant

Sanford C. Bernstein & CO., LLC

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About Gautam Sawant

Gautam Sawant is a financial professional with a background in securities and investment analysis. Gautam is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 7, Series 63, and Series 87 licenses. Gautam currently works at Sanford C. Bernstein & Co., LLC, a firm with a strong presence in the financial industry. Gautam's previous experience includes a role at Credit Suisse Securities (USA) LLC, further demonstrating their commitment to providing clients with informed and insightful financial guidance.

Firm Information

Gautam Sawant is currently registered with Sanford C. Bernstein & CO., LLC. Sanford C. Bernstein & CO., LLC is a Limited Liability Company, registered with the SEC and in 53 states. It was formed on August 16, 2000, and has its main office in Nashville, TN. The firm manages between $1 billion and $10 billion in assets for various clients, including pooled investment vehicles, insurance companies, charitable organizations, high-net-worth individuals, and state or municipal government entities. Their advisory services primarily focus on portfolio management for pooled investment vehicles.
Sanford C. Bernstein & CO., LLC

501 COMMERCE STREET

NASHVILLE, TN 37203

$3.71B

Assets Under Management

Not reported

Total Clients

271

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d, miscellaneous

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Gautam Sawant’s Registration & Firm History

NY

08/30/2023 - Present

Sanford C. Bernstein & CO., LLC (NEW YORK NY)

NY

09/19/2018 - 06/22/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/16/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/13/2018

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gautam Sawant.
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