Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gautam? Claim Your ProfileGautam Khanna is a securities professional with over 19 years of experience in the industry. Gautam has a strong background in investment banking and capital markets, having held roles at Cowen and Company, SG Cowen & Co., LLC and SG Cowen Securities Corporation. Currently, Gautam is a Registered Representative at TD Securities (USA) LLC, based in New York, NY. Gautam holds FINRA Series 7, 86, 87 and SIE licenses, as well as a Series 63 state license. Gautam is registered to sell securities in New York and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/08/2024 - Present
TD Securities (usa) LLC (New York NY)
MA
08/29/2006 - 04/10/2024
COWEN AND COMPANY (BOSTON MA)
MA
08/19/2004 - 01/04/2006
SG COWEN & CO., LLC (BOSTON MA)
NY
05/04/2001 - 08/28/2001
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 10/04/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/14/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/18/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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