Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gautam? Claim Your ProfileGautam Bose is a financial advisor with Ameriprise Financial Services, LLC, with over 29 years of experience in the financial services industry. Gautam is registered with the Securities and Exchange Commission (SEC) as an Investment Advisor Representative (IAR). Gautam has been registered with Ameriprise Financial Services, LLC since December 2015 and previously held positions at NEXT FINANCIAL GROUP, INC., SAGEPOINT FINANCIAL, INC., SUNAMERICA SECURITIES, INC., QUICK & REILLY, INC., CITIGROUP GLOBAL MARKETS INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and SMITH BARNEY INC. Gautam provides financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
12/17/2015 - Present
Ameriprise Financial Services, LLC (Boca Raton FL)
MD
06/19/2009 - 12/18/2015
NEXT FINANCIAL GROUP, INC. (BETHESDA MD)
MD
10/31/2005 - 06/23/2009
SAGEPOINT FINANCIAL, INC. (BETHESDA MD)
AZ
06/04/2004 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NY
01/27/2004 - 05/26/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
06/04/1999 - 02/05/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/19/1995 - 06/10/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/07/1993 - 05/25/1995
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 12/29/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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