Unclaimed
Gauri Chopra is a registered representative with Muriel Siebert & Co., LLC. Gauri Chopra is registered with the following securities regulators: FINRA, California, Florida, New Jersey, and New York. Gauri Chopra has passed the Series 7TO, Series 63, and SIE exams. Gauri Chopra's registration with Muriel Siebert & Co., LLC started on 10/9/2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/09/2023 - Present
Muriel Siebert & CO., LLC (NEW YORK NY)
BC
Issued 02/16/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/11/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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