Unclaimed
Gaurav Verma is a registered representative with Peak6 Capital Management LLC. Gaurav has been in the financial services industry since 2012 and holds the Series 24, Series 56, Series 57TO, and SIE licenses. Gaurav is currently registered with FINRA and has been registered with FINRA for 11 years. Gaurav's experience includes working as a Securities Trader.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/20/2012 - Present
Peak6 Capital Management LLC (New York NY)
BC
Issued 05/27/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2012
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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