Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gaurav? Claim Your ProfileGaurav Thakur is a financial advisor with Guggenheim Securities, LLC in Menlo Park, CA. Gaurav has been in the securities industry since November 24, 2017 and is registered with the state of California. Gaurav holds the Series 63, Series 79 and SIE exams. Gaurav previously worked at BofA Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/02/2021 - Present
Guggenheim Securities, LLC (Menlo Park CA)
CA
05/10/2019 - 04/20/2021
BOFA SECURITIES, INC. (PALO ALTO CA)
CA
08/14/2017 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALO ALTO CA)
BC
Issued 08/18/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Gaurav Thakur is the right advisor for you? Invested Better is here to help.
