Unclaimed
Gaurav Mehta is a registered representative with Deutsche Bank Securities Inc., working in the New York, NY office. Gaurav has been in the industry since July 14, 2010. Gaurav has passed the Series 63, Series 79TO, SIE and Series 7 exams. Prior to joining Deutsche Bank Securities Inc., Gaurav worked at JEGI LLC and UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
10/29/2021 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
11/10/2017 - 09/28/2021
JEGI LLC (NEW YORK NY)
NY
04/10/2014 - 01/13/2017
UBS SECURITIES LLC (NEW YORK NY)
NY
08/18/2009 - 04/21/2014
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 06/07/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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