Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gaurav? Claim Your ProfileGaurav Khanna is a financial professional with over 10 years of experience in the industry. Currently registered with SG Americas Securities, LLC, Gaurav has a broad range of experience gained at firms such as Marathon Capital Markets, LLC, BofA Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Deutsche Bank Securities Inc., and Citigroup Global Markets Inc. Gaurav holds the Series 63, SIE, and Series 79 licenses and is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/26/2024 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
10/06/2020 - 03/07/2024
MARATHON CAPITAL MARKETS, LLC (New York NY)
NY
05/10/2019 - 10/15/2019
BOFA SECURITIES, INC. (NEW YORK NY)
NY
09/14/2017 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/16/2014 - 04/18/2017
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
10/03/2011 - 03/21/2013
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 10/06/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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