Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gaurav? Claim Your ProfileGaurav Ghosh is a registered representative with Wells Fargo Securities, LLC. Gaurav is licensed to sell securities in California. Gaurav has passed the Series 63, Series 79TO, and SIE exams. Gaurav joined Wells Fargo Securities, LLC on August 28, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/28/2024 - Present
Wells Fargo Securities, LLC (SAN FRANCISCO CA)
BC
Issued 08/13/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/25/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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