Unclaimed
Gaurav Bhat is a financial advisor registered in 52 states and the District of Columbia. Gaurav holds the Series 7, Series 79, and Series 63 licenses, as well as the SIE exam. Gaurav is currently employed by Truist Securities, Inc., a firm registered in 1 state.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
08/23/2018 - Present
Truist Securities, Inc. (ATLANTA GA)
BC
Issued 08/13/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2018
Series 7 - General Securities Representative Examination
BC
Issued 08/23/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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