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Gaurav Bhasin

BA Securities, LLC

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About Gaurav Bhasin

Gaurav Bhasin is a financial professional with over 15 years of experience in the industry. Gaurav has a strong background in investment banking and securities, having held positions at several prominent firms including Duff & Phelps Securities LLC, PageMill Partners, LLC, and Banc of America Securities LLC. Currently, Gaurav is a registered representative with BA Securities, LLC. Gaurav has a broad range of experience in the securities industry, including experience in investment banking, securities sales, and trading. Gaurav holds the Series 7, Series 63, SIE, and Series 79TO licenses. Gaurav is registered to conduct business in several states including Arizona, California, Massachusetts, Minnesota, Missouri, New Jersey, Pennsylvania, Texas, Utah and Virginia.

Firm Information

Gaurav Bhasin is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gaurav Bhasin’s Registration & Firm History

PA

01/18/2019 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

MA

05/09/2018 - 02/13/2020

CAPSTONE HEADWATERS (BOSTON MA)

CO

09/07/2016 - 11/04/2018

HEADWATERS BD, LLC (DENVER CO)

CA

02/01/2012 - 09/27/2016

DUFF & PHELPS SECURITIES LLC (EAST PALO ALTO CA)

CA

06/20/2008 - 12/12/2013

PAGEMILL PARTNERS, LLC (EAST PALO ALTO CA)

CA

09/12/2006 - 02/25/2008

BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 11/22/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gaurav Bhasin.
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