Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gaurav? Claim Your ProfileGaurav Auditya is a financial professional with over 10 years of experience in the industry. Gaurav is currently registered with Assetmark Brokerage, LLC. Gaurav is a Series 6 and Series 26 licensed representative. Prior to his current role, Gaurav worked for CAPITAL BROKERAGE CORPORATION in GLEN ALLEN, VA. Gaurav is committed to providing clients with personalized financial advice and solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
08/15/2014 - Present
Assetmark Brokerage, LLC (Phoenix AZ)
VA
12/23/2011 - 08/15/2014
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
BC
Issued 12/28/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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