Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gaurang? Claim Your ProfileGaurang Pandya is a financial advisor at Cetera Investment Advisers LLC. Gaurang has been working in the financial services industry since February 15, 2019. Gaurang is registered with Cetera Investment Advisers LLC in New Jersey. Previously, Gaurang worked for Securian Financial Services, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Gaurang has a Series 7, Series 63, and Series 65 license. Gaurang is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
08/10/2023 - Present
Cetera Investment Advisers LLC (MARTINSVILLE NJ)
NJ
01/30/2020 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (Martinsville NJ)
MN
11/09/1990 - 10/22/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/09/1990 - 10/22/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 06/09/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/09/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/23/2019
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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