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Gatina R Dupont

Mutual OF America Securities LLC

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About Gatina R Dupont

Gatina R. Dupont is a financial professional with over 14 years of experience in the financial services industry. Gatina is currently registered with Mutual Of America Securities LLC and holds the Series 6, Series 63, SIE, and Series 99TO licenses. She is also registered in Delaware, District of Columbia, Maryland, and Virginia. Previously, Gatina was registered with Mutual of America Life Insurance Company.

Firm Information

Gatina Dupont is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gatina Dupont’s Registration & Firm History

MD

10/30/2015 - Present

Mutual OF America Securities LLC (Linthicum MD)

MD

05/26/2008 - 11/23/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (Linthicum MD)

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Licenses & Designations

BC

Issued 04/11/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/18/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gatina R Dupont.
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