Unclaimed
Gaston Gardey is a financial advisor with Edward Jones. Gaston has been in the financial industry since 1991. He is licensed to provide investment advice in California, Colorado, Florida, Oklahoma, Oregon, and South Dakota. Gaston has Series 6, 7, and 66 securities licenses and holds the SIE designation. Gaston has a wide range of experience, including working for Franklin/Templeton Distributors, Inc. and Alps Fund Services. He specializes in providing financial planning and investment management services to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
01/23/2025 - Present
Edward Jones (Sacramento CA)
CA
12/05/1991 - 10/31/2001
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BOTH
Issued 05/02/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/11/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/13/2024
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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