Unclaimed
Gaston Emerson King is a financial advisor with over 20 years of experience in the industry. Gaston currently works for World Equity Group, Inc., and has worked for several other firms in the past. Gaston's primary areas of expertise include financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MT
04/22/2024 - Present
World Equity Group, Inc. (Bozeman MT)
IA
06/12/2023 - 03/11/2024
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
PA
09/09/2019 - 07/05/2022
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
CA
01/07/2016 - 05/11/2017
CROSSROADS CAPITAL DISTRIBUTORS, LLC (NEWPORT BEACH CA)
NJ
04/24/2015 - 01/12/2016
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
CT
05/13/2008 - 08/19/2013
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
PA
01/24/2007 - 04/30/2008
DIRECTED SERVICES LLC (WEST CHESTER PA)
FL
08/20/2004 - 02/06/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HEATHROW FL)
NY
12/01/1998 - 03/11/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
07/14/1997 - 01/08/1999
UVEST INVESTMENT SERVICES (CHARLOTTE NC)
NY
09/10/1992 - 07/25/1997
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
09/10/1992 - 07/25/1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 11/18/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/16/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/20/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/19/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/09/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/11/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2004
Series 7 - General Securities Representative Examination
BC
Issued 09/08/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Gaston King is the right advisor for you? Invested Better is here to help.