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Gaston Emerson King

World Equity Group, Inc.

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About Gaston Emerson King

Gaston Emerson King is a financial advisor with over 20 years of experience in the industry. Gaston currently works for World Equity Group, Inc., and has worked for several other firms in the past. Gaston's primary areas of expertise include financial planning, pension consulting, and educational seminars.

Firm Information

Gaston King is currently registered with World Equity Group, Inc.. World Equity Group, Inc. is a corporation formed in September 1991 and headquartered in Schaumburg, Illinois. The firm provides financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, and portfolio management services to individuals, corporations, and pension and profit-sharing plans. World Equity Group, Inc. manages over $858 million in assets for 3,109 clients.
World Equity Group, Inc.

425 N MARTINGALE RD

SCHAUMBURG, IL 60173

$858.55M

Assets Under Management

Not reported

Total Clients

147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gaston King’s Registration & Firm History

MT

04/22/2024 - Present

World Equity Group, Inc. (Bozeman MT)

IA

06/12/2023 - 03/11/2024

CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)

PA

09/09/2019 - 07/05/2022

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

CA

01/07/2016 - 05/11/2017

CROSSROADS CAPITAL DISTRIBUTORS, LLC (NEWPORT BEACH CA)

NJ

04/24/2015 - 01/12/2016

AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)

CT

05/13/2008 - 08/19/2013

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

PA

01/24/2007 - 04/30/2008

DIRECTED SERVICES LLC (WEST CHESTER PA)

FL

08/20/2004 - 02/06/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HEATHROW FL)

NY

12/01/1998 - 03/11/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NC

07/14/1997 - 01/08/1999

UVEST INVESTMENT SERVICES (CHARLOTTE NC)

NY

09/10/1992 - 07/25/1997

EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)

NY

09/10/1992 - 07/25/1997

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/18/2019

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 09/16/2004

Series 66 - Uniform Combined State Law Examination

IA

Issued 11/20/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/13/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/19/1996

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 09/09/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/11/2017

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/2004

Series 7 - General Securities Representative Examination

BC

Issued 09/08/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Gaston Emerson King. Review regulatory record here.
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