Unclaimed
Gaspar Stinfil has been in the securities industry since April 27, 2013. Gaspar is currently registered with Siebert Williams Shank & Co., LLC and holds Series 50, 52, 53, 63, and 79 licenses. Gaspar is registered in California and holds a Municipal Securities Principal Examination (Series 53) license. Prior to joining Siebert Williams Shank & Co., LLC Gaspar worked at J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/15/2015 - Present
Siebert Williams Shank & CO., LLC (NEW YORK NY)
NY
09/24/2012 - 02/11/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 12/01/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 03/16/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/22/2012
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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