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Gary William Peters

Mizuho Securities USA LLC

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About Gary William Peters

Gary William Peters is a financial advisor with over 15 years of experience in the industry. Gary has a Series 16 license and is currently registered with Mizuho Securities USA LLC. Gary's previous experience includes working for firms like Guggenheim Securities, LLC, Nomura Securities International, Inc., Peel Hunt Inc., Goldman, Sachs & Co., ING Financial Markets LLC, and Lehman Brothers Inc.

Firm Information

Gary Peters is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gary Peters’s Registration & Firm History

NY

04/17/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

08/23/2019 - 10/02/2020

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NY

02/11/2016 - 06/12/2019

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NA

09/08/2015 - 12/17/2015

PEEL HUNT INC. (LONDON )

NY

03/07/2011 - 09/18/2013

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

07/11/2007 - 03/01/2011

ING FINANCIAL MARKETS LLC (NEW YORK NY)

NY

05/20/2003 - 09/14/2006

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/19/2003

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gary William Peters.
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