Unclaimed
Gary William Peters is a financial advisor with over 15 years of experience in the industry. Gary has a Series 16 license and is currently registered with Mizuho Securities USA LLC. Gary's previous experience includes working for firms like Guggenheim Securities, LLC, Nomura Securities International, Inc., Peel Hunt Inc., Goldman, Sachs & Co., ING Financial Markets LLC, and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/17/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
08/23/2019 - 10/02/2020
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
02/11/2016 - 06/12/2019
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NA
09/08/2015 - 12/17/2015
PEEL HUNT INC. (LONDON )
NY
03/07/2011 - 09/18/2013
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
07/11/2007 - 03/01/2011
ING FINANCIAL MARKETS LLC (NEW YORK NY)
NY
05/20/2003 - 09/14/2006
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 05/19/2003
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
F
FINRA
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