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Gary William Harding

Northwestern Mutual Investment Services, LLC

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About Gary William Harding

Gary William Harding is a financial advisor in Lake Oswego, Oregon with over 38 years of experience in the financial services industry. Gary has been registered with Northwestern Mutual Investment Services, LLC since March 9, 2010. Gary is registered in 10 states: Arizona, California, Georgia, Idaho, Iowa, Nevada, Oregon, Washington, and Wyoming. Gary is also a registered Investment Advisor in Oregon. Gary William Harding has worked with a number of firms in the past, including Todd Securities, Inc., Nathan & Lewis Securities, Inc. and Robert W. Baird & Co. Incorporated.

Firm Information

Gary Harding is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Gary Harding’s Registration & Firm History

OR

03/09/2010 - Present

Northwestern Mutual Investment Services, LLC (Lake Oswego OR)

NC

07/31/2002 - 10/04/2006

TODD SECURITIES, INC. (GREENSBORO NC)

NY

11/05/1999 - 07/26/2002

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

WI

03/23/1989 - 09/04/1990

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 12/14/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/08/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/12/1989

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 11/11/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gary William Harding.
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