Unclaimed
Gary Wayne Taylor is a registered representative with Northwestern Mutual Investment Services, LLC. Gary has been in the financial services industry since 1987. Gary has held positions with Robert W. Baird & Co. Incorporated and Northwestern Mutual Investment Services, LLC. Gary is licensed to provide investment advice in 34 states and the District of Columbia. Gary is a Series 6, Series 7, Series 10, Series 12, Series 22, Series 63 and Series 65 licensed representative. Gary's clients include banking or thrift institutions. Gary also provides investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
VA
03/25/1987 - Present
Northwestern Mutual Investment Services, LLC (CHARLOTTESVLE VA)
WI
03/25/1987 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 12/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/14/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/01/1998
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/06/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/24/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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