Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Wayne Rogers is a financial advisor with over 30 years of experience in the financial industry. Gary is registered to offer securities and investment advisory services through Commonwealth Financial Network. Prior to joining Commonwealth Financial Network, Gary was a financial advisor at Wells Fargo Clearing Services, LLC. Gary holds licenses in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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AZ
09/21/2020 - Present
Commonwealth Financial Network (PEORIA AZ)
AZ
07/29/2010 - 09/22/2020
WELLS FARGO CLEARING SERVICES, LLC (PEORIA AZ)
AZ
06/01/2009 - 08/09/2010
MORGAN STANLEY SMITH BARNEY (SURPRISE AZ)
AZ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SURPRISE AZ)
AZ
04/15/2005 - 04/02/2007
MORGAN STANLEY DW INC. (SURPRISE AZ)
MO
07/01/2003 - 04/18/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
12/17/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
10/06/1987 - 12/20/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NA
03/30/1982 - 09/22/1987
E. F. HUTTON & COMPANY INC
IA
Issued 09/14/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/16/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/1988
Series 3 - National Commodity Futures Examination
BC
Issued 03/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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