Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Wayne Froud is a financial advisor with over 40 years of experience in the industry. Gary Froud is currently registered with Raymond James & Associates, Inc. and is located in New York, NY. Gary Froud is licensed to provide financial services in several states including Texas, New York, and Alabama. Gary Froud's previous experience includes roles at J.P. MORGAN SECURITIES LLC, OPPENHEIMER & CO. INC., CIBC WORLD MARKETS CORP., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Gary Froud holds Series 7, Series 15, Series 63, and SIE licenses. Gary Froud specializes in various areas including portfolio management for individuals and businesses, financial planning, and pension consulting. Gary Froud also offers educational seminars and helps clients select other advisors as needed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/10/2014 - Present
Raymond James & Associates, Inc. (NEW YORK NY)
NY
09/26/2003 - 12/03/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
01/03/2003 - 10/02/2003
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
08/16/1983 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NA
04/03/1988 - 04/18/1995
OPPENHEIMER & CO., INC.
NA
05/18/1981 - 08/17/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 08/31/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 05/16/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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