Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Wayne Finger is a financial professional with over 30 years of experience in the industry. Gary has been a registered representative with Houlihan Lokey Capital, Inc. since 1996 and has held prior positions with Chase Securities Inc. and Bear, Stearns & Co. Inc. Gary is registered in Florida and New York. Gary has passed the Series 63, 24, 79TO, SIE, and Series 7 examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/09/1996 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
01/14/1994 - 04/30/1996
CHASE SECURITIES INC. (NEW YORK NY)
NY
07/15/1992 - 11/13/1992
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
04/23/1984 - 02/23/1988
E. F. HUTTON & COMPANY INC
BC
Issued 09/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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