Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Wayne Carby has been in the financial services industry since June 5, 1976. Gary currently works as a registered representative with UBS Financial Services Inc. in Plano, Texas. Gary has a wide range of experience, having previously worked with Citigroup Global Markets Inc., Lehman Brothers Inc., E. F. Hutton & Company Inc, Westport Financial Group, Inc., and Clayton Brokerage Co. of St. Louis, Inc.. Gary has a strong track record of success and is committed to providing his clients with personalized financial advice. Gary has been working with individuals, families, and businesses for over 40 years and has helped clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
03/12/2009 - Present
UBS Financial Services Inc. (PLANO TX)
TX
07/31/1993 - 04/01/2009
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/14/1986 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
04/16/1984 - 08/04/1986
WESTPORT FINANCIAL GROUP, INC.
NA
04/29/1983 - 05/04/1984
CLAYTON BROKERAGE CO. OF ST. LOUIS, INC.
NA
06/24/1974 - 05/15/1981
CLAYTON BROKERAGE CO. OF ST. LOUIS, INC.
IA
Issued 07/23/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1989
PC - AMEX Put and Call Exam
BC
Issued 03/25/1974
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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