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Gary Wayne Brown

Rosenblatt Securities Inc.

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About Gary Wayne Brown

Gary Wayne Brown is a financial advisor registered with Rosenblatt Securities Inc. in New York, NY. Gary has been in the industry since 1998. Gary holds a Series 63, Series 7, Series 24, and SIE license. Gary has been employed with Rosenblatt Securities Inc. since 10/27/2020. Previously Gary was employed with CIBC WORLD MARKETS CORP. from 11/29/2001 to 11/28/2018. Gary is currently registered with the state of New York.

Firm Information

Gary Brown is currently registered with Rosenblatt Securities Inc.. Rosenblatt Securities Inc. is a corporation formed on August 29, 1979, with an approved status. They are registered with the Securities and Exchange Commission and in 17 states, including California, Colorado, Connecticut, Florida, Illinois, Maryland, Massachusetts, Minnesota, Missouri, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and Washington. They have reported 6 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gary Brown’s Registration & Firm History

NY

10/27/2020 - Present

Rosenblatt Securities Inc. (NEW YORK NY)

NY

11/29/2001 - 11/28/2018

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NJ

09/14/2001 - 12/07/2001

BUCKMAN, BUCKMAN & REID, INC. (LITTLE SILVER NJ)

NY

02/07/1995 - 10/26/1999

WARBURG DILLON READ LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/04/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/17/1995

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Gary Wayne Brown.
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