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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Waldron is a financial advisor in St. Petersburg, FL. Gary has been working in the financial services industry since 1999 and is registered to provide investment advice in Florida. Gary is currently employed by Raymond James & Associates, Inc. and Raymond James Financial Services Advisors, Inc. Gary has passed the following exams: Series 7, Series 63, Series 24, Series 4, Series 55, Series 31, Series 57TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/17/2018 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
02/17/2017 - 09/12/2018
CITI PRIVATE ADVISORY, LLC (Tampa FL)
FL
04/30/2007 - 09/12/2018
CITIGROUP GLOBAL MARKETS INC. (Tampa FL)
NY
01/22/2007 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
04/03/2007 - 04/13/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/08/2003 - 01/04/2007
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
04/22/1999 - 08/02/2002
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
IA
Issued 12/26/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2010
Series 4 - Registered Options Principal Examination
BC
Issued 12/06/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 02/19/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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