Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary W. Boswick is a financial advisor with Wells Fargo Clearing Services, LLC. Gary has been in the financial services industry since April 17, 2000. Gary has a Series 66, Series 7, and SIE license. Gary specializes in Retirement planning, College savings, Estate planning, Insurance and Annuities, Mutual funds and ETFs, and Investment advisory services. Gary's previous employers include BB&T Investment Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC., WACHOVIA SECURITIES, INC., and Legg Mason Wood Walker, Incorporated. Gary is registered in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/29/2021 - Present
Wells Fargo Clearing Services, LLC (TARPON SPRINGS FL)
VA
03/22/2018 - 08/03/2021
WELLS FARGO CLEARING SERVICES, LLC (NORFOLK VA)
VA
03/07/2014 - 11/03/2017
BB&T INVESTMENT SERVICES, INC. (CHESAPEAKE VA)
VA
10/23/2009 - 01/31/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NORFOLK VA)
VA
09/20/2002 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NORFOLK VA)
MO
06/15/2002 - 09/19/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
05/16/2002 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
MD
10/13/1997 - 07/24/2000
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 12/20/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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