Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Vincent Shields is an investment advisor representative with Stifel, Nicolaus & Company, Inc. Gary has been in the financial services industry since 1979. The advisor has been registered with Stifel, Nicolaus & Company, Inc. since 2007. Gary has been registered in multiple states, including Alabama, Arizona, California, Connecticut, Florida, Georgia, Hawaii, Illinois, Indiana, Kentucky, Maryland, Massachusetts, Michigan, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Pennsylvania, South Carolina, Texas, Utah, Virginia, and Washington. Gary holds the Series 3, Series 7, Series 9, Series 10, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
07/31/2007 - Present
Stifel, Nicolaus & Company, Inc. (BETHEL PARK PA)
PA
09/30/2005 - 07/31/2007
RYAN BECK & CO. (BETHEL PARK PA)
MD
08/19/1994 - 10/10/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
11/26/1985 - 08/24/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
04/09/1980 - 11/13/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
01/17/1980 - 04/21/1980
FEDERATED SECURITIES CORP.
NA
07/27/1979 - 12/29/1979
FINANCIAL ESTATE PLANNING, INC.
IA
Issued 06/06/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/28/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/1989
Series 3 - National Commodity Futures Examination
BC
Issued 07/21/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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