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Gary Thompson Trodden

Pershing LLC

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About Gary Thompson Trodden

Gary Trodden is a financial professional with over 8 years of experience in the securities industry. Gary currently works at Pershing LLC and is licensed as a Securities Industry Essentials (SIE) and Series 99 holder. Gary's experience includes operational expertise, gained from their previous work at Pershing LLC.

Firm Information

Gary Trodden is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gary Trodden’s Registration & Firm History

FL

06/06/2015 - Present

Pershing LLC (LAKE MARY FL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/06/2015

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gary Thompson Trodden.
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