Unclaimed
Gary Thomas Farthing is a financial advisor at Ameriprise Financial Services, LLC. Gary has over 30 years of experience in the financial services industry. Gary is registered with the state of Texas. Gary has a Series 6, Series 7, Series 22, Series 63, and Series 65 licenses. Gary specializes in providing financial advice to individuals, high net worth individuals, charitable organizations, corporations, trusts, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MI
02/28/2018 - Present
Ameriprise Financial Services, LLC (Bloomfield Hills MI)
MI
09/16/2015 - 06/29/2022
AMERIPRISE FINANCIAL SERVICES, LLC (FARMINGTON HILLS MI)
MI
06/08/2001 - 09/25/2015
RAYMOND JAMES & ASSOCIATES, INC. (FARMINGTON HILLS MI)
NY
05/24/1996 - 06/11/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MN
09/22/1983 - 05/28/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/22/1983 - 05/28/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
09/22/1983 - 12/24/1986
IDS FINANCIAL SERVICES INC.
IA
Issued 08/24/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
BC
Issued 12/28/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/21/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure Gary Farthing is the right advisor for you? Invested Better is here to help.