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Gary Thomas Bottoms

Lion Street Financial, LLC

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About Gary Thomas Bottoms

Gary Bottoms is a financial advisor at Lion Street Financial, LLC. Gary has been in the financial services industry since 1992. Gary is registered with FINRA and the states of Georgia, Kentucky, and Washington. Gary has passed the Series 6 and Series 63 exams and the Securities Industry Essentials Examination. Gary was previously employed at KESTRA Investment Services, LLC, Locust Street Securities, Inc., LINSCO/Private Ledger Corp., and Historic Square Equities, Incorporated.

Firm Information

Gary Bottoms is currently registered with Lion Street Financial, LLC. Lion Street Financial, LLC is a Limited Liability Company formed in January 2022 and is registered to provide advisory services in all 50 states, the District of Columbia, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gary Bottoms’s Registration & Firm History

GA

04/15/2019 - Present

Lion Street Financial, LLC (Marietta GA)

GA

01/05/2000 - 04/22/2017

KESTRA INVESTMENT SERVICES, LLC (MARIETTA GA)

IA

12/18/1998 - 12/31/1999

LOCUST STREET SECURITIES, INC. (DES MOINES IA)

SC

12/14/1994 - 01/04/1999

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

IL

01/09/1987 - 12/31/1990

HISTORIC SQUARE EQUITIES, INCORPORATED (CHICAGO IL)

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Licenses & Designations

BC

Issued 12/21/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/22/2017

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gary Thomas Bottoms.
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