Unclaimed
Gary Bottoms is a financial advisor at Lion Street Financial, LLC. Gary has been in the financial services industry since 1992. Gary is registered with FINRA and the states of Georgia, Kentucky, and Washington. Gary has passed the Series 6 and Series 63 exams and the Securities Industry Essentials Examination. Gary was previously employed at KESTRA Investment Services, LLC, Locust Street Securities, Inc., LINSCO/Private Ledger Corp., and Historic Square Equities, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
04/15/2019 - Present
Lion Street Financial, LLC (Marietta GA)
GA
01/05/2000 - 04/22/2017
KESTRA INVESTMENT SERVICES, LLC (MARIETTA GA)
IA
12/18/1998 - 12/31/1999
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
SC
12/14/1994 - 01/04/1999
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
IL
01/09/1987 - 12/31/1990
HISTORIC SQUARE EQUITIES, INCORPORATED (CHICAGO IL)
BC
Issued 12/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Gary Bottoms is the right advisor for you? Invested Better is here to help.