Unclaimed
Gary Steven Thompson is a financial advisor with over 25 years of experience in the industry. Gary is currently registered with Cetera Investment Advisers LLC in Jefferson, WI. Gary has held previous positions at Hochman & Baker Securities, Inc. in Stamford, CT. Gary is a licensed Investment Advisor Representative and holds the Series 6, Series 63 and Series 65 licenses. Gary also holds the SIE license. Gary is a Certified Public Accountant and the President of Thompson & Company, S.C. a CPA firm. Gary is also a partner in Four Fore Fortune, an investment club. Gary provides financial planning, portfolio management, and tax and accounting services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WI
12/17/2004 - Present
Cetera Investment Advisers LLC (JEFFERSON WI)
CT
06/12/1997 - 06/30/2004
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
IA
Issued 10/21/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/11/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Gary Thompson is the right advisor for you? Invested Better is here to help.