Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Steven Frazeur is a financial professional with over 25 years of experience in the financial services industry. Gary has been with Hilltop Securities Inc. since December 2008, working out of their Sherman Oaks, CA office. Gary is a registered representative in California and Oregon. Gary holds Series 6, 7 and 63 licenses as well as the SIE exam. Gary also holds several state registrations across the US. Prior to joining Hilltop Securities Inc., Gary was with M.L. STERN & CO., LLC in Beverly Hills, CA. Gary is also involved in real estate investment and owns a 3-unit apartment building in Inglewood, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
CA
10/17/2023 - Present
Hilltop Securities Inc. (Sherman Oaks CA)
CA
12/06/1996 - 12/31/2008
M.L. STERN & CO., LLC. (BEVERLY HILLS CA)
BC
Issued 12/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1995
Series 7 - General Securities Representative Examination
BC
Issued 12/28/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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