Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Steven Brochin is a registered representative with Stifel, Nicolaus & Company, Inc. Gary has been working in the securities industry since August 1985. Gary has held previous positions with firms such as Wunderlich Securities, Inc., Dominick & Dominick LLC, SunTrust Investment Services, Inc. and SunTrust Capital Markets, Inc. Gary is registered in multiple states including Florida, Georgia, and Texas. Gary specializes in providing financial planning and portfolio management services to individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
05/24/2021 - Present
Stifel, Nicolaus & Company, Inc. (ATLANTA GA)
GA
01/22/2015 - 06/01/2016
WUNDERLICH SECURITIES, INC. (Atlanta GA)
GA
05/30/2006 - 01/26/2015
DOMINICK & DOMINICK LLC (ATLANTA GA)
GA
06/27/2005 - 06/09/2006
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
GA
11/01/2002 - 06/30/2005
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
NJ
04/22/1994 - 11/12/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
05/29/1992 - 05/05/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/03/1989 - 06/01/1992
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
08/28/1985 - 06/03/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 12/12/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/17/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/06/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
BC
Issued 06/20/1985
Series 5 - Interest Rate Options Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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