Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Steven Berner is a financial advisor with over 25 years of experience in the industry. Gary is currently registered with Wells Fargo Clearing Services, LLC in California. Gary has previously been associated with several firms, including Morgan Stanley and Merrill Lynch. Gary holds a variety of securities licenses including Series 7, 10, 31, 63, and 65. Gary also has experience in acting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/26/2022 - Present
Wells Fargo Clearing Services, LLC (WESTLAKE VILLAGE CA)
CA
06/01/2012 - 02/10/2022
MORGAN STANLEY (Los Angeles CA)
CA
10/18/2004 - 06/07/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WESTLAKE VILLAGE CA)
NY
10/03/1996 - 10/25/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 10/24/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/23/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 10/02/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Gary Berner is the right advisor for you? Invested Better is here to help.
