Unclaimed
Gary Stephan Joblon is a financial professional with over 20 years of experience in the securities industry. Gary currently works at Jonestrading and holds Series 7, 55, 63, 57TO, and 99TO licenses. Gary has previously worked at LIQUIDNET, INC., VEGA-CHI US LIMITED, and OTA LLC. Gary is registered in Connecticut, New York, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
11/08/2021 - Present
Jonestrading (Stamford CT)
NY
08/19/2014 - 11/10/2021
LIQUIDNET, INC. (NEW YORK NY)
NY
05/24/2012 - 08/18/2014
VEGA-CHI US LIMITED (NEW YORK NY)
NY
12/07/1999 - 01/28/2011
OTA LLC (PURCHASE NY)
BC
Issued 04/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/06/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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