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Gary Stephan Joblon

Jonestrading

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About Gary Stephan Joblon

Gary Stephan Joblon is a financial professional with over 20 years of experience in the securities industry. Gary currently works at Jonestrading and holds Series 7, 55, 63, 57TO, and 99TO licenses. Gary has previously worked at LIQUIDNET, INC., VEGA-CHI US LIMITED, and OTA LLC. Gary is registered in Connecticut, New York, and South Carolina.

Firm Information

Gary Joblon is currently registered with Jonestrading. Jonestrading is a Limited Liability Company formed in August 2001. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Jonestrading has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gary Joblon’s Registration & Firm History

CT

11/08/2021 - Present

Jonestrading (Stamford CT)

NY

08/19/2014 - 11/10/2021

LIQUIDNET, INC. (NEW YORK NY)

NY

05/24/2012 - 08/18/2014

VEGA-CHI US LIMITED (NEW YORK NY)

NY

12/07/1999 - 01/28/2011

OTA LLC (PURCHASE NY)

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Licenses & Designations

BC

Issued 04/14/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/04/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/06/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Gary Stephan Joblon.
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