Unclaimed
Gary Scott Johanson is a registered representative with Mutual Of America Securities LLC, a broker-dealer. Gary is currently licensed in 51 states and holds the Series 7, Series 24, Series 63, and SIE exams. Gary has been in the financial services industry since 1986, working with a variety of firms over the years. Gary was previously registered with Mutual Of America Life Insurance Company, SunTrust Investment Services, Inc., Newbridge Securities Corporation, Oppenheimer & Co. Inc., National Planning Corporation, Wachovia Securities Financial Network, Inc., and Gruntal & Co., L.L.C. Gary has a deep understanding of the financial services industry and is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/26/2020 - Present
Mutual OF America Securities LLC (Boca Raton FL)
FL
06/26/2020 - 11/10/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (Boca Raton FL)
FL
03/13/2019 - 04/06/2020
SUNTRUST INVESTMENT SERVICES, INC. (ORLANDO FL)
FL
01/18/2007 - 03/12/2019
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
FL
12/12/2002 - 01/30/2007
OPPENHEIMER & CO. INC. (TAMPA FL)
CA
12/04/2002 - 12/17/2002
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
MO
07/19/2001 - 12/10/2002
WACHOVIA SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)
NY
01/30/1995 - 08/03/2001
GRUNTAL & CO., L.L.C. (NEW YORK NY)
CO
11/27/1990 - 01/30/1995
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
CO
10/09/1986 - 12/03/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
IA
Issued 07/02/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Gary Johanson is the right advisor for you? Invested Better is here to help.