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Gary Scott Johanson

Mutual OF America Securities LLC

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About Gary Scott Johanson

Gary Scott Johanson is a registered representative with Mutual Of America Securities LLC, a broker-dealer. Gary is currently licensed in 51 states and holds the Series 7, Series 24, Series 63, and SIE exams. Gary has been in the financial services industry since 1986, working with a variety of firms over the years. Gary was previously registered with Mutual Of America Life Insurance Company, SunTrust Investment Services, Inc., Newbridge Securities Corporation, Oppenheimer & Co. Inc., National Planning Corporation, Wachovia Securities Financial Network, Inc., and Gruntal & Co., L.L.C. Gary has a deep understanding of the financial services industry and is committed to providing clients with personalized financial advice.

Firm Information

Gary Johanson is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gary Johanson’s Registration & Firm History

FL

06/26/2020 - Present

Mutual OF America Securities LLC (Boca Raton FL)

FL

06/26/2020 - 11/10/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (Boca Raton FL)

FL

03/13/2019 - 04/06/2020

SUNTRUST INVESTMENT SERVICES, INC. (ORLANDO FL)

FL

01/18/2007 - 03/12/2019

NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)

FL

12/12/2002 - 01/30/2007

OPPENHEIMER & CO. INC. (TAMPA FL)

CA

12/04/2002 - 12/17/2002

NATIONAL PLANNING CORPORATION (LOS ANGELES CA)

MO

07/19/2001 - 12/10/2002

WACHOVIA SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)

NY

01/30/1995 - 08/03/2001

GRUNTAL & CO., L.L.C. (NEW YORK NY)

CO

11/27/1990 - 01/30/1995

CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)

CO

10/09/1986 - 12/03/1990

THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)

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Licenses & Designations

IA

Issued 07/02/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/09/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/21/2012

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Gary Scott Johanson. Review regulatory record here.
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