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Gary Scott Griffin

Empower Financial Services, Inc.

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About Gary Scott Griffin

Gary Griffin is a financial professional with over 10 years of experience in the industry. Gary is currently registered with Empower Financial Services, Inc. Gary has experience in a variety of areas, including investment company products and variable contracts. Gary holds the Series 6 and Series 63 licenses.

Firm Information

Gary Griffin is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gary Griffin’s Registration & Firm History

CO

09/02/2014 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

CO

01/10/2007 - 09/02/2014

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (ENGLEWOOD CO)

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Licenses & Designations

BC

Issued 01/16/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/08/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Gary Scott Griffin. Review regulatory record here.
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