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Gary S Smith

Pruco Securities, LLC

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About Gary S Smith

Gary Smith is a financial advisor who has been in the industry since 1999. Gary Smith is currently registered with Pruco Securities, LLC and has been with them since 2020. Previously, Gary Smith has worked with several firms including United Planners' Financial Services of America a Limited Partner, Avantax Investment Services, Inc., Royal Alliance Associates, Inc., Signator Investors, Inc., and Transamerica Financial Advisors, Inc. Gary Smith is registered with the state of Florida.

Firm Information

Gary Smith is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Gary Smith’s Registration & Firm History

FL

09/21/2020 - Present

Pruco Securities, LLC (TAMPA FL)

FL

01/30/2020 - 10/07/2020

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (ST PETERSBURG FL)

FL

12/09/2019 - 02/05/2020

AVANTAX INVESTMENT SERVICES, INC. (St. Petersburg FL)

FL

11/02/2018 - 12/07/2019

ROYAL ALLIANCE ASSOCIATES, INC. (ST PETERSBURG FL)

FL

05/13/2016 - 11/02/2018

SIGNATOR INVESTORS, INC. (ST PETERSBURG FL)

FL

05/04/2001 - 05/13/2016

TRANSAMERICA FINANCIAL ADVISORS, INC (TARPON SPRINGS FL)

NJ

10/14/1997 - 06/15/1999

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gary S Smith.
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