Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Roger Plushnick is a financial advisor with over 50 years of experience in the industry. Gary is registered with Wells Fargo Clearing Services, LLC, and has a branch office in Bethesda, Maryland. Gary previously worked for UBS Financial Services Inc., Prudential Securities Incorporated, Bache Halsey Stuart Inc., Bache & Co Incorporated, Bache & Co., Incorporated, and Ferris & Company, Incorporated. Gary has passed a number of industry exams, including Series 7TO, SIE, Series 15, PC, Series 1, Series 8, Series 63, and Series 65. Gary is registered to provide securities and investment advisory services in multiple states across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
05/04/2009 - Present
Wells Fargo Clearing Services, LLC (BETHESDA MD)
MD
03/10/1994 - 03/17/2009
UBS FINANCIAL SERVICES INC. (ROCKVILLE MD)
NY
09/16/1977 - 02/15/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
08/27/1976 - 09/16/1977
BACHE HALSEY STUART INC.
NA
02/27/1976 - 08/27/1976
BACHE & CO INCORPORATED
NA
09/10/1975 - 02/27/1976
BACHE & CO., INCORPORATED
NA
11/01/1972 - 10/18/1975
FERRIS & COMPANY, INCORPORATED
IA
Issued 11/25/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/03/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1993
Series 15 - Foreign Currency Options Examination
BC
Issued 06/13/1977
PC - AMEX Put and Call Exam
BC
Issued 10/17/1972
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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