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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Robert Cummings is a financial advisor with Wells Fargo Clearing Services, LLC. Gary has been in the financial services industry since 1998 and has a strong background in investments. Gary holds the Series 7, Series 31, Series 63, and Series 65 licenses. Gary is also a Certified Financial Planner. Gary has experience working with individuals, businesses, and institutions. Gary provides a range of services, including financial planning, investment consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/07/2016 - Present
Wells Fargo Clearing Services, LLC (SAN FRANCISCO CA)
CA
10/24/2008 - 06/07/2016
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
CA
11/17/1999 - 11/06/2008
CITIGROUP GLOBAL MARKETS INC. (MENLO PARK CA)
NY
11/05/1998 - 08/20/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
08/27/1998 - 09/11/1998
JANDA & GARRINGTON, LLC (SAN DIEGO CA)
SC
05/28/1998 - 09/11/1998
FORTRESS FINANCIAL GROUP, LTD. (ISLE OF PALMS SC)
IA
Issued 12/07/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 05/27/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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