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Gary Richard Vura

Guggenheim Securities, LLC

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About Gary Richard Vura

Gary Richard Vura is a financial advisor with over 30 years of experience in the financial services industry. Gary is currently registered with Guggenheim Securities, LLC and has previously worked at Tullett Prebon Financial Services LLC, ICAP Securities USA LLC, ICAP Corporates LLC, Garban Capital Markets LLC, Euro Brokers Maxcor Inc., The Northstar Group, Inc., CS First Boston Corporation, Chemical Securities, Inc., J.P. Morgan Securities Inc., and Citicorp Securities Markets, Inc. Gary is licensed to provide financial advice in Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Minnesota, Nevada, New Jersey, New York, Pennsylvania, and Wisconsin.

Firm Information

Gary Vura is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gary Vura’s Registration & Firm History

FL

09/24/2015 - Present

Guggenheim Securities, LLC (FORT LAUDERDALE FL)

NY

06/16/2015 - 07/31/2015

TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)

NY

12/11/2014 - 06/09/2015

ICAP SECURITIES USA LLC (NEW YORK NY)

NJ

01/28/1997 - 06/09/2015

ICAP CORPORATES LLC (JERSEY CITY NJ)

NJ

03/21/1996 - 11/04/2004

GARBAN CAPITAL MARKETS LLC (JERSEY CITY NJ)

NY

10/06/1995 - 04/04/1996

EURO BROKERS MAXCOR INC. (NEW YORK NY)

CT

03/17/1995 - 10/09/1995

THE NORTHSTAR GROUP, INC. (GREENWICH CT)

NY

06/01/1992 - 05/11/1994

CS FIRST BOSTON CORPORATION (NEW YORK NY)

NY

03/13/1989 - 05/28/1992

CHEMICAL SECURITIES, INC. (NEW YORK NY)

NA

06/19/1986 - 01/18/1989

J.P. MORGAN SECURITIES INC.

NA

04/26/1984 - 03/20/1986

CITICORP SECURITIES MARKETS, INC.

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Licenses & Designations

BC

Issued 12/11/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/07/1992

Series 3 - National Commodity Futures Examination

BC

Issued 02/16/1985

Series 7 - General Securities Representative Examination

BC

Issued 02/22/1984

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 5 public disclosures for Gary Richard Vura. Review regulatory record here.
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