Unclaimed
Gary Richard Raimondo is a financial professional with over 23 years of experience in the industry. Gary currently works for Btig, LLC as a Registered Representative. Gary previously worked for WELLS FARGO SECURITIES, LLC, BANC OF AMERICA SECURITIES LLC, GGET, LLC., and GARBAN CORPORATES LLC. Gary has passed several securities exams including the Series 63, Series 24, Series 57TO, Series 99TO, SIE, Series 55 and Series 7. Gary is registered in 9 states and has a license in California, Connecticut, Florida, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/16/2023 - Present
Btig, LLC (New York NY)
NY
04/06/2009 - 09/20/2023
WELLS FARGO SECURITIES, LLC (New York NY)
NY
06/28/2005 - 04/09/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CT
12/21/2001 - 06/13/2005
GGET, LLC. (GREENWICH CT)
NY
11/16/2000 - 01/04/2002
GARBAN CORPORATES LLC (NEW YORK NY)
NY
09/27/1999 - 11/20/2000
GERARD KLAUER MATTISON & CO., INC. (NEW YORK NY)
BC
Issued 11/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/24/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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